The Operating Principles

Core Frameworks

Three frameworks govern every automation in Advisor OS. Master these, and the rest follows.

Framework 1

S.Y.S.T.E.M.S. Protocol™

Every automation must pass this test: does it Save You Some Time, Energy, Money, or Stress? If not, it does not belong in your practice.

S
Save

The ultimate objective of every automation

Y
Yourself

Focus on the advisor's personal capacity first

S
Some

Incremental, compounding gains (30 min at a time)

T
Time

Targeting the admin tax uncovered in our assessments

E
Energy

Removing cognitive load from repetitive tasks

M
Money

Delaying or eliminating additional headcount

S
Stress

Ensuring compliance and reducing key-man risk

Framework 2

The 10-80-10 Rule™

You provide the first 10% (expertise) and the last 10% (judgment). Advisor OS handles the 80% in between.

10%
Your Expertise

Define the problem, desired outcome, and constraints

80%
Advisor OS

Research, drafting, analysis, formatting, cross-referencing

10%
Your Judgment

Refine, decide, take professional responsibility

Framework 3

RCCF Framework™

Every prompt follows four components: Role, Context, Command, Format. Master this structure and you will never write a bad prompt again.

R
Role

Who is the AI acting as?

C
Context

What background does it need?

C
Command

What exactly must it produce?

F
Format

How should the output look?

Appendix

Recommended Tool Stack

ToolPrimary UseMonthly CostSecurity Rating
ChatGPT Team/PlusPrimary Advisor OS Engine, Custom GPTs, Meeting Machine~$30/moHigh
Claude ProDeep document analysis, processing long FAIS manuals~$20/moHigh
Perplexity ProLive internet research, verified citations, market data~$20/moHigh
Fathom / Otter.aiMeeting transcription (requires client consent)~$15/moMedium